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Financial ServicesMid-size Financial Services Company

Regulatory Monitoring for a Financial Services Firm

80%
Manual Effort Reduced
0
Missed Updates
3.5+
Daily Hours Saved

The Problem

Compliance team manually monitored 12 regulatory portals daily, spending 4+ hours per day on repetitive checks. Critical policy updates were occasionally missed, creating compliance risk.

Our Solution

KulStack deployed a multi-agent LangGraph system that autonomously monitors all 12 portals, extracts policy changes using Azure OpenAI, validates updates against internal rules, and sends structured alerts to compliance teams via Microsoft Teams.

The Outcome

The compliance team now receives prioritized, actionable alerts within minutes of any regulatory change — instead of discovering updates days later.

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